Our Qualifications

James Nunciato, our Registered Representative in this office with 25 years experience, has his Series 7 (General Securities Representative); his Series 65 (Uniform Investment Advisor)and his Series 63 (Uniform Securities Agent) license, which is a pre-requisite to qualify him to do securities business in many US states. James is insurance licensed in Life,Accident and Health as well as Long Term Care insurance.. He is currently an arbitrator for the N.A.S.D. John Whittleton,is also a Registered Represetative in our office with11 years experience. He has his Series 7(General Securities Representative).John is licensed in a number of states for securities, and maintains his Life,Accident and Health  and Long Term Care Insurance licenses.